Incorporation by Reference

Also found in: Financial, Wikipedia.

Incorporation by Reference

The method of making one document of any kind become a part of another separate document by alluding to the former in the latter and declaring that the former shall be taken and considered as a part of the latter the same as if it were completely set out therein.

It is common drafting practice to incorporate by reference an existing writing into a Pleading, contract, or other legal document in order to save space. The incorporating document, rather than copying the exact words of the existing document, describes it, and a photo-copy is often attached to the incorporating document. This standard practice, however, encounters difficulty with the requirements prescribed by law for a will. If the will is a holograph—a document disposing of property that is written with one's own hand and not witnessed—the attachment might not be in the handwriting of the deceased and, therefore, invalid. If the will is formal, an attachment might violate the requirement that the testator (one who makes a will) or the witnesses sub-scribe (sign at the end of the will) the attachment. If subscription is not required, the incorporated document raises the question whether the testator has declared it to be a part of the will if it was not present at the time the will was signed.

The document that is incorporated is usually not treated as a part of the will itself but as an external source from which the meaning of the will can be determined. This maintains the distinction between actual incorporation, an integration achieved by extensive copying of a document into the pages that constitute the will, and incorporation by reference, which is a figurative rather than literal integration. Incorporation by reference is treated as if it were actually integrated.Fear of fraudulent substitutions is probably the basis for the legal insistence upon compliance with certain conditions in order to incorporate a document into a will by reference. Certain requirements exist for incorporation by reference into a will. The document to be incorporated must exist at the time the will is executed. The will must manifest the intention of the testator to incorporate the provisions of the incorporated document. The incorporated document must be sufficiently described to permit its identification. Some courts emphasize that the incorporated document comply with the description. Some, but not all, statutes require that the incorporating document refer to the incorporated document as being in existence in addition to the requirement mentioned earlier that it actually be in existence.

Most states presently allow incorporation by reference into wills upon compliance with the foregoing conditions. In the states that permit holographic wills, most allow the incorporation by reference of nonholographic material, even if actual incorporation would otherwise invalidate the will because it is not entirely in the handwriting of the deceased.

Mentioned in ?
References in periodicals archive ?
18) This occurs through a variety of methods, including negotiated rulemaking, (19) the incorporation by reference of privately developed standards into regulations, (20) and the use of audited self-regulation or third-party conformity assessment to support governmental regulatory regimes.
Form S-3 under the Securities Act of 1933 (Securities Act) facilitates access to the public capital markets by providing the conveniences of shelf registration, which include delayed primary offerings, incorporation by reference of historical and future Exchange Act filings to satisfy most disclosure requirements, and, for a well-known seasoned issuer (WKSI), automatic effectiveness on filing and a pay-as-you-go registration fee system.
In order to do so, incorporation by reference is necessary.
The Bank argues that the signature card, account agreement, and security procedures may be combined under the incorporation by reference doctrine to establish a written agreement authorizing wire transfers on the basis of voice or fax authorization.
41) Given lack of foundational support for asserting a new incorporation by reference precedent, the court held that, without actual notice, website links did not constitute proper incorporation by reference in CISG jurisprudence.
Emily Bremer argues that although incorporation by reference "impedes access to the law," agencies should continue, in view of the value of SDO standards, to incorporate and rely on copyrighted standards, if perhaps more thoughtfully.
Emily Bremer analyzes the regulatory practice of incorporation by reference and its implications for public access to the laws that govern a large portion of our daily lives.
Incorporation by reference of the American College of Radiology's 4-Zone screening and access control model.
Although some state constitutions expressly prohibit static as well as dynamic incorporation by reference, (12) courts have been reluctant to approve dynamic incorporation even in states that do not generally prohibit incorporation by reference.
Blue Cross, Denlow observes, applied FRCP 65(d) to forbid incorporation by reference where the order constitutes an injunction that directs the parties to comply with the settlement's terms.
The bill also modifies provisions of the APA concerning the incorporation by reference of materials into agency rules.
Other changes to OSHA's fall protection standard include incorporation by reference of current American National Standards Institute standards, which represent industry best practices to protect employees from fall hazards.