To be sure, a June study by Congress' General Accounting Office found that only one in 10 underwriting firms
that brings IPOs to market sets aside any significant amount for individual investors.
Shortly after the IBM debacle, analysts at underwriting firms
ceased to cover the company, adds Chief Financial Officer Carlos S.
This law will have major implications for accounting and underwriting firms
and public companies, which typically are the first to be sued," said William Ezzell, chairman of the Accountants Coalition and partner of Deloitte Touche in Washington, D.
The 50-year-old legislation prevents financial institutions from operating both commercial banks and securities underwriting firms
in the U.
Because of the large number of expected DSP participants, Vonage and the three underwriting firms
agreed that an outside company would design and administer a Web site for DSP participants.
OneBeacon Insurance s underwriting firms
deliver a range of specialty insurance products sold through independent agencies, regional and national brokers, wholesalers and managing general agencies.
TFS treasury issued the industry's first asset-backed green bond, established a funding platform for diversity and minority-owned underwriting firms
as well as a direct floating-rate commercial paper program in response to the uncertain rate environment.
Mortgage Bankers and Loan Correspondents represent the highest percentage of defendants (32 percent) but defendants also include mortgage brokers, lenders, appraisers, title companies, homebuilders, servicers, issuers, underwriting firms
, bond insurers, money managers, public accounting firms and company directors and officers, among others.
Request for Proposals: Responses from qualified underwriting firms
with extensive experience in marketing and selling municipal bonds.
NYSE, Nasdaq: VZ) closed its sale of $500 million of retail notes to a large number of investors in a transaction involving 21 underwriting firms
Daniel Fischel of Lexecon, the world's foremost damages expert, trebling that number, plus pre-judgment interest, leads to an enormous financial exposure for the leading underwriting firms
for allegedly manipulating over 800 IPOs in the 1999-2000 time period.