noncompliance with law

See: crime
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He points out that the firms most likely to have engaged in blatant noncompliance with law in the form of options backdating are "smaller firms, technology firms, and firms with volatile stock prices.
Are there any specific risks in the business such as--but not limited to--internal control weaknesses, loss of major customers, notice of noncompliance with law or an expired patent on an important product?
Operational risk is the risk of loss due to human error; inadequate or failed internal systems and controls; noncompliance with laws, rules, regulations, policies or ethical standards; and external influences such as market conditions and fraudulent activities.
These events may include possible noncompliance with laws, potential fraud events and less sinister events such as potential process or human errors.
generally accepted accounting principles; (2) a material weakness in the Foundation's internal control over financial reporting; and (3) no reportable instances of noncompliance with laws and regulations we tested.
In April 1999, in response to concerns about possible violations of the Basic Pilot Program, Tyson Foods reiterated its 'zero tolerance policy' for noncompliance with laws or company policy.
Risk management is a process that manages inherent risk, including fraud, noncompliance with laws, regulations, costs, competition, and change, by identifying
Echoing Treadway's emphasis on establishing strong internal controls from the top down, the GAO also recommends that companies develop and maintain a system to prevent and detect noncompliance with laws which, if violated, would have a significant impact on the company's operations or its financial statements.
generally accepted accounting principles; the Foundation had effective internal control over financial reporting (including safeguarding assets) and compliance with laws and regulations; and no reportable instances of noncompliance with laws and regulations we tested.
Our work as well as others' has underscored the serious nature of noncompliance with laws and regulations by insured depository institutions and other organizations.
generally accepted accounting principles; Special Counsel Fitzgerald had effective internal control over financial reporting (including safeguarding assets) and compliance with laws and regulations as of September 30, 2007; and no reportable noncompliance with laws and regulations GAO tested.
Even when sufficient evidence of noncompliance with laws and regulations exists, the auditor does not have the legal expertise to determine the nature and extent of the additional procedures to be performed.