securities oversight

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A decade ago, the percentage of those covered by state regulation was tiny, and the question of federal or state securities oversight was far from being resolved.
Having won passage in the House Banking Committee, the precedent- breaking legislation will now make a brief stopover at the Commerce Committee, which has securities oversight responsibility, and secure speedy approval by the full House next month, Roberts predicts.
Johns brings 17 years of mortgage servicing experience to Murrayhill's independent securities oversight on behalf of investors.

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