securities rules

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Said the suspension was "pursuant to rule 39 of Appendix 6 of the Offered Securities Rules.
Suspension of Dubai Gold Securities announced
Miller asked a client to sign and date blank new account forms, delayed execution of the agreed-to investment program, altered the date on the forms to mask the delay in program execution and failed to promptly notify her broker/dealer compliance department of the issues, all in violation of DCE and NASD Securities rules.
CFP(R) Certificant Disciplined in Alaska
As a result of these developments, it is unlikely that the Company will file its audited financial statements for the year ended December 31, 2004 and related disclosures within the timeframe prescribed by Canadian securities rules.
Lerach Coughlin Stoia Geller Rudman & Robbins LLP Files Class Action Suit Against Mamma.com Inc
Description of sukuk including AAOIFI's 14 sukuk structures embodied in their Investment Sukuk Standards and explains how these structures developed to meet Islamic transactional rules relating to asset possession, measurement and transfer and explains how they are consistent with Western securities rules.
Research and Markets: Islamic Bonds: Your Guide to Issuing, Structuring and Investing in Sukuk
15) per share for a period of five years as stipulated by the Company's stock option plan and applicable securities rules and regulations.
ENPAR Announces Grants of Stock Options
Unfortunately, due to current securities rules and regulations, we are generally prohibited from demonstrating our confidence in the Company because of the fact that we are constantly in possession of material nonpublic information about the Company.
GoldSpring Announces Establishment of Rule 10b5-1 Share Purchase Program; Executive Officers, Directors and Other Key Team Members Adopt Individual Plans
IPS intends to immediately appoint a committee of independent directors to assess any offer from SCF and to supervise the preparation of an independent valuation of IPS as required by applicable securities rules.
IPS Receives Share Purchase Proposal From SCF IV, L.P
We believe we have been diligent in complying thoroughly with all applicable securities rules and regulations, and should this inquiry discover any inadvertent error or omission, it is our intention to correct any such error or omission forthwith.
Counsel for New Energy Corporation Responds to Halt in Trading
The shares will be restricted securities under federal securities rules and the investors will be required to hold the shares for at least one year before they can sell the securities pursuant to an exemption from registration unless Calypte chooses to register the shares for resale.
Calypte Secures Additional Equity Financing; Investors include Members of Calypte Board and Management
Under applicable securities rules, the amalgamation is a going private transaction and Carma is required to obtain a formal valuation of its common shares.
Carma Appoints Special Committee to Evaluate Brookfield Transaction
This transaction may or may not require approval of Armac's shareholders and will be governed by securities rules and regulations as applicable in the province of Ontario, Canada.
Global Explorations Signs Letter of Intent With U.S. Internet Company for Indian Expansion
It has always been the company's policy to conduct itself in full compliance with all applicable securities rules and regulations, and it is confident that it has done so in this instance.
NASD complaint against Sterling Foster
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