transfer agent


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Related to transfer agent: Mail transfer agent, Chain transfer agent

transfer agent

n. a person or company retained by a corporation to process transfers and registration of shares of stock (stock certificates). One difficulty is that the stock certificates do not always include the name and address of the current transfer agent, but the information can be obtained from the corporation or a stockbroker. (See: stock)

References in periodicals archive ?
The Transfer Agent Verified Shares Program is an initiative to provide investors with current and reliable share data on OTCQX, OTCQB and Pink securities in a timely manner.
The SWECP said that in the developed and emerging markets, regulatory framework for regulating the affairs of the Underwriters, the Balloters and Transfer Agents are considered imperative.
Under the draft underwriters rules, only scheduled banks, development finance institutions, housing finance companies, investment finance companies, leasing companies and corporate brokerage houses will be eligible to act as an underwriter whereas under the draft Ballotters and Transfer Agents Rules, any company with a minimum paid-up capital of Rs 5 million will be eligible to act as a ballotter and transfer agent.
The 2010 survey asked issuers to evaluate transfer agents on a variety of customer service functions including call center operations, reorganizations, knowledge and responsiveness.
With effect from 17 September 2012, AST becomes the company's transfer agent, it said adding that the amended Plan will begin from the same date and the Participants do not need to re-enroll in the Plan or to take any other action for related services.
Developed jointly by Stockholder Consulting Services and Rutgers University Graduate School of Management, this annual survey continues to benchmark the performance of the 10 largest transfer agents who are responsible for managing over 83 million shareholder accounts.
Today, StockTrans issued a statement providing commentary and perspective on the issues that transfer agents face in this new economic reality.
The new stock transfer agent has also made significant headway in clearing up the issues at hand and will deal with any additional issues as they arise; management anticipates that the delays and confusion that the Company's shareholders have experienced since its merger with Jupiter Global Holdings Corp.
Having accepted the resignation of its in-house transfer agent as a result of the aforementioned events and other problems, the Company has engaged the services of an external, independent transfer agent.
Investors often assume their transfer agent or issuer can supply them with the information.
GOIH is not required to deliver any shares to the DTC nor is the transfer agent required to deliver any shares to the DTC or to your broker.