Kluwer said that with both NMT and CCH'S EDGAR Ease software for compiling and submitting EDGAR filings to the SEC, CCH will "offer a comprehensive suite of software and online services for securities
complaince.
Knowledge Anywhere develops Web-based e-learning solutions, including more than 140 continuing education courses for insurance, securities, certified public accountant and certified financial planner professionals, who must maintain licensing
complaince.
(137.) Roger Fisher, Improving
Complaince with International Law (1981).
Though not necessarily a defense for the corporation, a compliance program can help minimize an individual defendant's exposure; some judges allow such evidence to be presented to juries, and the sentencing guidelines recognize
complaince programs as a relevant consideration in mitigating punishment.
'A committee in conjunction with the the NLC and other stakeholders was put in place to go round to ensure
complaince with the directive'.