Kluwer said that with both NMT and CCH'S EDGAR Ease software for compiling and submitting EDGAR filings to the SEC, CCH will "offer a comprehensive suite of software and online services for securities complaince
Knowledge Anywhere develops Web-based e-learning solutions, including more than 140 continuing education courses for insurance, securities, certified public accountant and certified financial planner professionals, who must maintain licensing complaince
(137.) Roger Fisher, Improving Complaince
with International Law (1981).
Though not necessarily a defense for the corporation, a compliance program can help minimize an individual defendant's exposure; some judges allow such evidence to be presented to juries, and the sentencing guidelines recognize complaince
programs as a relevant consideration in mitigating punishment.
'A committee in conjunction with the the NLC and other stakeholders was put in place to go round to ensure complaince
with the directive'.