"The Dispute Resolution team here at Muckle increasingly work on large claims where disclosure documents
can be in the hundreds of thousands so having access to groundbreaking software such as TAR is gamechanging.
* The investment advisor must receive from the client a signed and dated acknowledgement of receipt of its Form ADV Part 2 and separate solicitor's written disclosure document
as delivered by the solicitor
There are only five sections on the form and, at least for a franchisor used to the franchise disclosure document
, the required information is both obvious and minimal:
Insurers using an annuity illustration are also required to provide a narrative summary that includes the following, unless provided at the same time in a disclosure document
"If in two years the franchise was a poor performer, or the market is just not performing well, franchisees are beginning to go back and carefully review their disclosure documents
," he says.
* Introducing a single quarterly disclosure document
aimed at more financially savvy readers.
The SEC's order further finds that New Jersey failed to provide certain present and historical financial information regarding its pension funding in bond disclosure documents
. The state was aware of the underfunding of TPAF and PERS and the potential effects of the underfunding.
Under this rule, issuers and obligated persons must submit continuing disclosure documents
To view the disclosure documents
, visit Suncor's profile on www.sedar.com or Suncor's website at www.suncor.com/financialreports.
The disclosure documents
are designed to achieve 2 goals, according to Tom Bartell, assistant vice president and assistant general counsel with Hartford Life, Hartford, Conn.
Investors now can search the contents of the disclosure documents
filed electronically with the SEC using a new full-text search tool on the SEC's website.