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Transactions first restarted at 3:00pm EDT (1900GMT) in a single microcap stock, Atlantic American, a test case picked for its front-of-the-alphabet ticker.
U.S.-based Credit Suisse Securities LLC agreed Monday to pay $16.5 million to the Financial Industry Regulatory Authority for anti-money laundering violations involving microcap stock transactions.
Goldman Small Cap Research produces sponsored and non-sponsored small cap and microcap stock research reports, articles, daily stock market blogs, and popular investment newsletters.
The SEC has charged three microcap stock scammers living in Israel after they tried to defraud investors via promotional emails touting "hot" stocks so they could sell their own shares at a profit.
The SEC has charged 15 individuals and 19 entities for their parts in schemes to manipulate microcap stock trading.
Among recent enforcement actions by the SEC were charges against the film company Lions Gate for disclosure failures in its efforts to thwart a hostile takeover bid; an emergency asset freeze against the promoter of a microcap stock scalping scheme; charges against a CR Intrinsic analyst for insider trading; and charges against a stockbroker and the managing clerk at a law firm for their insider trading scheme.
Buying was more perceptible within large and microcap stocks on the bourse, whose capitalisation gained 0.76% to QR488.51bn.
The LD Micro Index is designed to give the most accurate representation of the intraday activity of microcap stocks in North America.
was charged by the Securities and Exchange Commission on Monday with failing to adhere to anti-money laundering rules by alleging the broker-dealer cleared transactions for microcap stocks that were used in manipulative schemes to harm investors.
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