Most
advisory opinion requests seek guidance regarding the anti-kickback statute or safe harbor regulations.
The IRS maintained that investment
advisory fees are commonly incurred by individuals outside of trust administration.
In our marketplace, investment
advisory service is a requirement for being in the business," notes Ken Robertson, executive vice president of The 401(k) Company, an Austin, Texas-based plan provider with a national client base of middle-market plan sponsors.
The
Advisory Opinion means New York borrowers should be able to use a New Note Defeasance to help them benefit from securitized lending and from the lower interest rates it can bring to the table.
Southeastern Center's
advisory boards serve to guide and focus each of the center's project components as well as its administrative center.
Return preparation fees, according to the court, are "unique," while investment
advisory fees are not.
Terms of reference of both the Community
Advisory Committee and its subcommittees are reviewed every 12 months.
An example of this flexibility is the work of a newly formed Center Business
Advisory Subcommittee working toward the development of a laboratory assistant training program.
The SEC is proposing that all advisers provide clients with a narrative brochure containing disclosure about the
advisory firm written in plain English, and updated at least once a year to reflect any changes.
