intermediary


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Related to intermediary: Qualified intermediary

intermediary

a person who acts as a mediator or agent between parties.
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The rules provide that no person can act as an intermediary in a crowdfunding transaction unless he is registered as a broker, an investment house or as a funding portal.
Online crowdfunding via securities in the Philippines: An overview of the rules and regulations
Among others, the SEC may require additional capital in the form of cash or insurance to cover any risky activities arising from the proposed or actual operations of the crowdfunding intermediary.
SEC OKs crowd-funding rules
In his new role, Crooke will lead Sainsbury's newly established mortgages intermediary division.
Sainsbury's Bank names head of intermediary sales
(2) An intermediary of a complaints website publishes on Twitter
TAKING OUT OF CONTEXT
Then, even if an intermediary is actually registered with the FA, they still have to be authorised to represent minors between the ages of 16 to 18.
Unqualified agents risk kids' futures
The Regulations apply to the clubs and players using the intermediary's services.
UAE's Adoption of FIFA's Regulations for Football Intermediaries
The lender, the credit intermediary or an appointed representative should act honestly, fairly, transparently, professionally, taking into account the rights and interests of consumers.
Requirements for intermediaries and advisors in the area of mortgages resulting from mortgage credit directive--implications for Poland
All intermediaries registered with a Virgin Money national account will have access to the revised Intermediary Exclusive products immediately.
Selected Virgin Money mortgage product rates cut and fees waived
What relationship, if any, did the intermediary have with the third party?
Liability of insurance agents and brokers to third-party non-clients and recent developments
From an intermediary's perspective, an automated tool presents an opportunity to formulate and deliver advice to customers in a more efficient and cost effective way.
IOSCO surveys use of social media and automated advice by intermediaries
The monetization potential from these insights is driven by the size and pervasiveness of the platform and the range of the user information the intermediary has access to.
Taming The Wild Data Harvest

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