registration statement


Also found in: Financial.

registration statement

n. a detailed report to be filed with the Securities and Exchange Commission by a corporation making an issuance of shares to be advertised and sold to the general public in more than one state (in interstate commerce), which must be approved by the SEC before it will approve the stock issuance. (See: prospectus, Blue Sky laws)

Copyright © 1981-2005 by Gerald N. Hill and Kathleen T. Hill. All Right reserved.
Mentioned in ?
References in periodicals archive ?
Owl Rock announced that it filed a Registration Statement on Form N-2 with the SEC.
Owl Rock files shelf registration statement on Form N-2
The Clough Global Opportunities Fund (NYSEAmerican:GLO) filed a preliminary registration statement with the US Securities and Exchange Commission (SEC) in June 2019, relating to the offering of additional common shares under a rights offering, it said on Wednesday.
Clough Global Opportunities Fund provides update on rights offering
Safe Auto in Ohio Files Registration Statement with SEC for IPO
Safe Auto in Ohio Files Registration Statement with SEC for IPO
filed a shelf registration statement on Form S-3 with the United States Securities and Exchange Commission.
Esquire Financial Holdings, Inc. files shelf registration statement
BANKING AND CREDIT NEWS-June 27, 2018-MGT Capital files Universal Shelf registration statement for up to USD 150m
MGT Capital files Universal Shelf registration statement for up to USD 150m
TELECOMWORLDWIRE-October 20, 2014-Net Element files USD50m universal shelf registration statement
Net Element files USD50m universal shelf registration statement
Townsquare filed a registration statement on Form S-1 with the SEC.
Townsquare Media files IPO
Based on its registration statement filed at the Securities and Exchange Commission on Feb.
Asia United Bank plans P11B IPO
M2 PHARMA-December 10, 2012-Lannett Company Inc announces launch of new universal shelf registration statement today(C)2012 M2 COMMUNICATIONS
Lannett Company Inc announces launch of new universal shelf registration statement today
(NYSE: MCS) said that it has filed a new universal shelf registration statement with the Securities and Exchange Commission to allow the company to potentially offer an indeterminate principal amount and number of securities in the future with a proposed maximum aggregate offering price of up to USD 150m.
-Marcus files new USD 150m mixed shelf
(NYSE: PANW) said it has filed a registration statement with the U.S.
-Palo Alto Networks proposes follow-on offering

Legal browser ?
Full browser ?